On Sept. 6, in connection with an investigation into Perryman’s potential undisclosed outside business activities, FINRA sent a request to Perryman for the production of information and documents pursuant to FINRA Rule 8210, according...
Article 1 Comment When disaster affects the sprawling industrial complexes of Texas, the state’s environmental authority often posts pictures online of its white vans patrolling public streets, verifying the local air is safe to...
What You Need to Know A Florida couple filed a complaint claiming damages related to complex securities. The award includes $9 million in punitive damages. Stifel called the award a windfall and said it...
By Heather Turner, ReSource Pro — The insurance industry is known for being traditional and cautious, which often means adopting new technology later than other industries. But with the rise of the Internet of...
Article 0 Comments Coalition, the San Francisco-based cyber managing general agent and cyber-security firm, has appointed Tine Simonsen as the company’s head of Insurance for Continental Europe. As an experienced cyber underwriter and broking...
3. Consider advantaged sectors. With the Fed cutting interest rates, I’m advising clients to adjust their portfolios by rebalancing into growth-oriented equities and sectors that may benefit from lower borrowing costs, such as technology...
What You Need to Know Schwab’s annual independent advisor study shows a big interest in using technology for faster growth. Data integration is a major goal for many firms, as is studying up on...
Yields on the policy-sensitive two-year Treasury surged after the release, trading more than 18 basis points higher at 3.89%. “For markets, this is pushing back on overly aggressive expectations of rate cuts by the...
Article 0 Comments California Insurance Commissioner Ricardo Lara issued a mandatory one-year moratorium on insurance companies to preserve residential insurance coverage for more than 16,000 policyholders affected by the Boyles Fire located in Lake...
Article 0 Comments Optio Group, the London-based specialty managing general agent, announced it has acquired the Luxembourg-based MGA, Circles Group for an undisclosed sum, subject to regulatory approval. The acquisition of Circles, Optio’s largest...
