Monthly Archive: March 2024


FINRA Hits BD With $250K Fine Over Emails, IMs

The Financial Industry Regulatory Authority has fined H2C Securities $250,000 for failing to preserve and review over 1.25 million business-related electronic communications on four platforms. According to FINRA’s order, from at least January 2013 to June...


The Top Five Benefits of InsurTech

By Aaron Davidson, CEO, Relay Platform — Technology helps every industry do things faster and better, and insurtech is transforming the insurance industry. Insurtech, short for insurance technology, was coined shortly after fintech reshaped...


The Long-Term Care Planners’ Club Meeting

What You Need to Know One in three seniors die with dementia. Dementia costs the U.S. economy $345 billion per year. Just keeping systolic blood pressure below 125 could do some good. Working in...