Author: awbfinancial4

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SEC Would Add 83 Examiners With Budget Boost

The Securities and Exchange Commission would use its 2024 budget boost in a Senate appropriations bill to add 83 additional full-time examiners, SEC Chairman Gary Gensler told senators Wednesday. The Appropriations Committee appropriated $2.4 billion...

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5 Top Trends From Merrill Q2 Results

“Lindsay and I continue to see this commitment to clients and growth firsthand,” he told reporters. “We’re seeing it firsthand as we’re out on the road meeting with our teammates, our advisors, our client...

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Westland Insurance acquires Sigurdson Financial Benefits Inc.

Westland continues growing across Canada with an acquisition in Manitoba Toronto, ON (July 6, 2023) – Westland Insurance, one of Canada’s largest independently-owned brokerages, is pleased to announce that it has acquired Sigurdson Financial...

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How to Name (or Rename) Your Advisory Firm

“Professionals hired to come up with [company] names typically [present] a thousand ideas. It’s not just an afternoon of brainstorming and leaving the room with 10 good ideas. It’s … scratching beneath the surface,”...

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Schwab to Close, Downsize Offices in 10 Cities

Charles Schwab is giving thousands of employees a reprieve from a recently announced return-to-office mandate as it moves instead to to shut U.S. offices in five cities and downsize in six others. A Schwab spokesperson confirmed Friday...