Monthly Archive: September 2023

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SEC Charges Firm With Inflating AUM on Form ADV

The Securities and Exchange Commission has charged Vista Financial Advisors LLC and the firm’s co-owner and chief compliance officer, Ruben Cedrick Williams, with inflating the firm’s assets under management on Form ADV. Why it...

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A Beginner’s Guide to Cyber Insurance & Risk Management

By Greg Boutin, CEO, Relay Platform — The cyber threat landscape is rapidly changing and presents an ever-growing challenge to mitigate risks with the right coverage. The complexity of the threat landscape continues to...