Monthly Archive: February 2024

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Final DOL Fiduciary Rule Likely Out This Year

The Labor Department’s revised fiduicary rule proposal will likely be finalized this year, with a Jan. 1, 2025, effective date, according to ERISA attorneys. During their Inside the Beltway webcast Thursday, Fred Reish and...

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NAPA Debuts Workplace Retirement Income Certificate Program

The National Association of Plan Advisors has launched a certificate program designed to help financial advisors evaluate, explain and implement retirement income solutions for clients running 401(k) plans. The certificate program is a self-paced...

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Best & Worst Broker-Dealers: Q4 Earnings, 2023

Start Slideshow Six large broker-dealers reported a drop in earnings in the final quarter of 2023, with five posting positive results after adjustments. Some firms’ fourth-quarter and annual results were affected by fees imposed...