{"id":22586,"date":"2024-10-08T21:41:14","date_gmt":"2024-10-08T21:41:14","guid":{"rendered":"https:\/\/www.thinkadvisor.com\/2024\/10\/08\/finra-bars-ex-rep-ousted-for-outside-business-activity\/"},"modified":"2024-10-08T21:41:14","modified_gmt":"2024-10-08T21:41:14","slug":"finra-bars-ex-rep-ousted-for-outside-business-activity","status":"publish","type":"post","link":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/2024\/10\/08\/finra-bars-ex-rep-ousted-for-outside-business-activity\/","title":{"rendered":"FINRA Bars Ex-Rep Ousted for Outside Business Activity"},"content":{"rendered":"<div class=\"media_block\"><a href=\"https:\/\/feeds.feedblitz.com\/-\/904708064\/0\/thinkadvisor.jpg\"><img decoding=\"async\" src=\"https:\/\/feeds.feedblitz.com\/-\/904708064\/0\/thinkadvisor.jpg\" class=\"media_thumbnail\"><\/a><\/div>\n<div><img decoding=\"async\" src=\"https:\/\/images.thinkadvisor.com\/contrib\/content\/uploads\/sites\/415\/2023\/06\/Rockville_FINRA_640x640.jpg\" class=\"ff-og-image-inserted\"><\/div>\n<p><span>On Sept. 6, in connection with an investigation into Perryman\u2019s potential undisclosed outside business activities, FINRA sent a request to Perryman for the production of information and documents pursuant to FINRA Rule 8210, according to FINRA\u2019s order.&nbsp;<\/span><\/p>\n<p><span>As stated during Perryman\u2019s counsel\u2019s phone call with FINRA on Sept. 23, \u201cand by this agreement, Perryman acknowledges that he received FINRA\u2019s request and will not produce the information or documents as requested,\u201d FINRA\u2019s order states.&nbsp;<\/span><\/p>\n<p><span>By refusing to produce the information or documents requested pursuant to FINRA Rule 8210, Perryman violated FINRA Rules 8210 and 2010 and was barred from associating with any FINRA member in all capacities.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"<p>On Sept. 6, in connection with an investigation into Perryman\u2019s potential undisclosed outside business activities, FINRA sent a request to Perryman for the production of information and documents pursuant to FINRA Rule 8210, according&#46;&#46;&#46;<\/p>\n","protected":false},"author":1,"featured_media":22587,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[],"tags":[1],"jetpack_featured_media_url":"https:\/\/blog.lifeinsurance-orleans.ca\/wp-content\/uploads\/2024\/10\/finra-bars-ex-rep-ousted-for-outside-business-activity.jpg","_links":{"self":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts\/22586"}],"collection":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/comments?post=22586"}],"version-history":[{"count":0,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts\/22586\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/media\/22587"}],"wp:attachment":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/media?parent=22586"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/categories?post=22586"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/tags?post=22586"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}