{"id":15163,"date":"2019-06-10T23:57:23","date_gmt":"2019-06-11T03:57:23","guid":{"rendered":"https:\/\/insurance-journal.ca\/article\/advisor-fined-146-million\/"},"modified":"2019-06-10T23:57:23","modified_gmt":"2019-06-11T03:57:23","slug":"advisor-fined-1-46-million","status":"publish","type":"post","link":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/2019\/06\/10\/advisor-fined-1-46-million\/","title":{"rendered":"Advisor fined $1.46 million"},"content":{"rendered":"\n<div><img decoding=\"async\" src=\"http:\/\/insurance-journal.ca\/media\/photologue\/photos\/fined_stamp.png\" class=\"ff-og-image-inserted\"><\/div>\n<p>The <strong>Mutual Fund Dealers Association of Canada<\/strong> (MFDA) announced June 6 that <strong>Christopher&nbsp;Martin Alfred Lee<\/strong> has been sanctioned with a permanent ban and fined $1,463,400 plus costs of $13,100 for misconduct.<\/p>\n<p>A Hearing Panel of the MFDA&#8217;s Central Regional Council found that \u201ccommencing on at least July 28, 2012, the respondent misappropriated or failed to account for, approximately $1,363,400 solicited or received from at least twelve clients and seven individuals\u2026\u201d<\/p>\n<p>During the time the misconduct occurred, Lee conducted business in the Nepean, Ontario area.<\/p>\n<p> <a href=\"https:\/\/insurance-journal.ca\/article\/advisor-fined-146-million\/\">Read the original article at insurance-journal.ca <\/a><\/p>\n","protected":false},"excerpt":{"rendered":"<p>The Mutual Fund Dealers Association of Canada (MFDA) announced June 6 that Christopher&nbsp;Martin Alfred Lee has been sanctioned with a permanent ban and fined $1,463,400 plus costs of $13,100 for misconduct. A Hearing Panel&#46;&#46;&#46;<\/p>\n","protected":false},"author":578,"featured_media":0,"comment_status":"closed","ping_status":"open","sticky":false,"template":"","format":"standard","meta":[],"categories":[],"tags":[],"jetpack_featured_media_url":"","_links":{"self":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts\/15163"}],"collection":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/users\/578"}],"replies":[{"embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/comments?post=15163"}],"version-history":[{"count":0,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/posts\/15163\/revisions"}],"wp:attachment":[{"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/media?parent=15163"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/categories?post=15163"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/blog.lifeinsurance-orleans.ca\/index.php\/wp-json\/wp\/v2\/tags?post=15163"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}